Pauline Newman
Pauline Newman (born June 20, 1927) [1]is a United States circuit judge of the United States Court of Appeals for the Federal Circuit. She has been called "the Federal Circuit's most prolific dissenter" and "the greatest ally to inventors with respect to [calling out] the ignorance of the CAFC, district courts, and at times even the Supreme Court".[2] Chief Judge Kimberly A. Moore commented of Newman that "many of her dissents have later gone on to become the law—either the en banc law from our court or spoken on high from the Supremes".[3]
Pauline Newman | |
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Judge of the United States Court of Appeals for the Federal Circuit | |
Assumed office February 28, 1984 | |
Appointed by | Ronald Reagan |
Preceded by | Philip Nichols Jr. |
Personal details | |
Born | New York City, New York | June 20, 1927
Education | Vassar College (BA) Columbia University (MA) Yale University (PhD) New York University School of Law (LLB) |
Education and career
Born in New York City, New York to Maxwell H. and Rosella G. Newman, Newman received a Bachelor of Arts degree from Vassar College in 1947, with a double major in chemistry and philosophy, followed by a Master of Arts from Columbia University in 1948.[4] She "sought to be a physician, but changed her mind",[2]: 873 receiving a Doctor of Philosophy in chemistry from Yale University in 1952.[4] She worked as a research scientist for American Cyanamid from 1951 to 1954. In 1954, Newman started working for FMC Corp., receiving a Bachelor of Laws from New York University School of Law in 1958,[4] and working as a patent attorney and in-house counsel, and for fifteen years (1969–1984) as director of the Patent, Trademark and Licensing Department.[4]
From 1961 to 1962 Newman also worked for the United Nations Educational, Scientific and Cultural Organization (UNESCO) as a science policy specialist in the Department of Natural Resources.[4] She served on the State Department Advisory Committee on International Intellectual Property from 1974 to 1984 and on the advisory committee to the Domestic Policy Review of Industrial Innovation from 1978 to 1979.[4] From 1982 to 1984, she was Special Adviser to the United States Delegation to the Diplomatic Conference on the Revision of the Paris Convention for the Protection of Industrial Property. Over her career, Newman has received honors including the Wilbur Cross Medal of Yale University Graduate School, and the Award for Outstanding Contributions to International Cooperation from the Pacific Industrial Property Association.[4]
Federal judicial service
On January 30, 1984, President Ronald Reagan nominated Newman to the United States Court of Appeals for the Federal Circuit to a seat vacated by Judge Philip Nichols Jr., who assumed senior status on October 1, 1983. She was confirmed by the United States Senate on February 27, 1984, and received her commission the following day. Newman thus became the first judge appointed directly to the Federal Circuit, all of her predecessors having come to the court through the merger of the Court of Customs and Patent Appeals and the appellate division of the United States Court of Federal Claims. She has also been an adjunct professor at the George Mason University School of Law.[4]
Another judge of the Federal Circuit, Giles Rich, was the oldest active federal judge in the history of the United States when he died 10 days after his 95th birthday in 1999;[5][6] Newman surpassed that record on June 30, 2022, but "remains an active judge" and has been described as "the court's institutional memory bank".[2]
In 2013, Newman was honored by NYU Law Women as their law alumna of the year.[7] In 2015, she endowed a lecture series on science, technology, and society, at her undergraduate alma mater, Vassar University, with the inaugural lecture being delivered on April 2, 2015, by Rensselaer Polytechnic Institute president Shirley Ann Jackson.[8] In 2018, she was selected to receive the American Inns of Court "Lewis F. Powell, Jr., Award for Professionalism and Ethics".[9] In October 2022, Newman endowed and initiated the Pauline Newman Program for Science, Technology and International Law, at NYU Law.[10]
Jurisprudence
Newman has authored a number of important opinions setting forth the law of patents in the United States. In Arrhythmia Research Technology, Inc. v. Corazonix Corp.,[11] she wrote an opinion for the panel finding that the use of an algorithm as a step in a process did not render the process unpatentable. In In re Recreative Technologies Corp.,[12] she wrote the opinion finding that the Board of Patent Appeals and Interferences exceeded its authority when it considered a claim of obviousness in the reexamination of a patent previously held by the examiner not to be obvious with respect to the references cited. In Intergraph Corporation v. Intel Corporation,[13] she highlighted the right of a patent owner to refuse to license, even to a party that has become completely dependent on the patent. In Jazz Photo Corp. v. United States International Trade Commission,[14] she clarified the law of repair and reconstruction (permitting the owner of a patented item to fix the item when it breaks, but not to essentially build a new item from the parts of an old one), writing that it was not a patent infringement for one party to restore another party's patented "one-use" camera to be used a second time.
With respect to the court's federal contracts jurisprudence, in 2010 she wrote a dissenting opinion in M. Maropakis Carpentry, Inc. v. United States. Stanfield Johnson has called her the court's "great dissenter", and has said that her dissents in the area of federal contracts "consistently reflect the view that a primary responsibility of the court is to serve 'the national policy of fairness to contractors'". He writes:[15]
At the core of Judge Newman's dissenting jurisprudence is the premise that the sovereign as a contracting party should be accountable for its actions, subject only to limited exceptions not to be presumed, unnecessarily expanded, or imposed in a formalistic doctrinaire way that ignores or masks the facts of government conduct. Where the facts justify it, contractors should be entitled to a 'fair and just' remedy, and the Federal Circuit is there to make sure this happens.
In 2015 Newman was the only dissenter in Ariosa v. Sequenom, where she criticized Federal Circuit's position on patent-eligible subject matter (claims preempting the use of the laws of Nature), following the SCOTUS decision in Mayo Collaborative Services v. Prometheus Laboratories, Inc. Instead of inconsistent interpretation of patentable subject matter by different courts at different times (i.e. requiring additional "inventive concepts" to transform a newly discovered Law of Nature into a patentable claim) Newman maintains, that claims, limited to a small number of routine applications of new discoveries, should be allowed, because such claims do not “preempt further study of this science, nor the development of additional applications". Gene Quinn and Nancy Braman, writing for IPWatchdog, praised Judge Newman's position in this case, stating [her] "dissent in Ariosa would be a way forward for the Federal Circuit and would be in keeping with the admonition from the Supreme Court that 101 not be used to swallow all of patent law."[16]
A 2016 Law360 article stated that Newman "built her reputation as the appellate court's most prolific contrarian".[17] A 2017 analysis of the impact of Newman's dissents has shown that her positions are often adopted by the Supreme Court of the United States on appeal.[2] In Merck KGaA v. Integra Lifesciences I, Ltd. (2005) the SCOTUS not only changed the state of the law to reflect what Judge Newman had written, but they cited her outright in the opinion.[18]
In April 2023, Newman published a noted dissent in SAS Institute Inc v. World Programming Ltd., asserting that the majority had conflated infringement and copyrightability questions, and failed to enunciate the burden of proof.[19]
Investigation
In April 2023, it was reported that Chief Judge Kimberly A. Moore had demanded an evaluation of whether 95 years old Newman can keep up with a case load expected for Federal Circuit judge. She was said to have quoted chief judge Howard Thomas Markey, who died in 2006, on a court ruling.[20][21][22][23] In response to reports questioning Newman's competence, Mercer University professor David Hricik, writing for Patently-O, stated:
I saw Judge Newman (with Judge Lourie and former Judge O'Malley) speak at at the USPTO three weeks ago. (I was there speaking on patent ethics.) Judge Newman was eloquent, coherent, cogent, and spoke passionately about various topics, including section 101 (which requires a bit of mental agility, I would say).[24]
The initial report by Gene Quinn for IPWatchdog also noted that "Newman has filed dissenting opinions in at least two recent cases that show no signs she is suffering from any disability", stating that these were "classic Newman dissents, do not read as if they were written by law clerks, and do not show signs of decline or disability".[23]
On April 14, 2023, the Federal Circuit Judicial Council, released a statement and unsealed Orders dated March 24, 2023 and April 13, 2023.[25] The March Order alleged that court staff and judges had raised concerns about potential impairments of Newman's cognitive abilities and other concerns.[26]
Quinn also questioned why Newman would have been offered an opportunity to assume senior status, and continue hearing cases in that status, if there were questions about her competence to hear cases at all.[23] In a report for Bloomberg Law, Professor Arthur Hellman of the University of Pittsburgh School of Law noted that senior-status judges only hear cases "at the pleasure of the chief judge", and speculated that the prospect of getting no cases could explain why Newman would have rejected going to senior status.[21]
On May 10, 2023, Newman filed a lawsuit against Moore and others in the United States District Court for the District of Columbia, to prevent them from investigating whether she can continue to serve as a circuit judge of the court because of her health.[27] The filing noted that Newman had been given "only a few days to comply with requests for mental evaluations and her private medical records".[27]
On May 16, 2023, the Federal Circuit Court ordered her to release her medical records to help explain with her apparent cognitive decline in her health.[28][29]
References
- "The United States Court of Appeals for the Federal Circuit: A History, 1982-1990". United States Judicial Conference Committee on the Bicentennial of the Constitution of the United States. May 18, 1991 – via Google Books.
- Daryl Lim, "I Dissent: The Federal Circuit's "Great Dissenter", Her Influence on the Patent Dialogue, and Why It Matters", 19 Vanderbilt Journal of Entertainment & Technology Law (Summer 2017), Vol. 19, Iss. 4.
- NYU School of Law, Law Women Alumna of the Year: Judge Pauline Newman ‘58, YOUTUBE (Feb. 19, 2013), https://www.youtube.com/watch?v=aU7TdABOlD4 . Lynn Levine, Senior of Counsel in the Intellectual Property Group at Morrison and Foerster was the co-honoree.
- Joint Committee on Printing, Official Congressional Directory, 2011–2012: 112th Congress (2012), p. 855.
- Oppel, Richard A. (June 12, 1999). "Giles S. Rich, Oldest Active Federal Judge, Dies at 95". New York Times. Retrieved 5 August 2016.
- United States Court of Appeals for the Federal Circuit: A History: 1990–2002. Compiled by members of the Advisory Council to the United States Court of Appeals for the Federal Circuit in celebration of the court's twentieth anniversary. Washington, D.C.: U.S. Court of Appeals for the Federal Circuit. 2004. LCCN 2004050209.
{{cite book}}
: CS1 maint: others (link) - "Judge Pauline Newman '58 honored by NYU Law Women as Alumna of the Year". NYU Law. February 20, 2013.
- Randolph, Elizabeth (April 2, 2015). "Vassar Inaugurates: New Science, Technology, and Society Lecture Series". Vassar Today.
- "Judge Pauline Newman: 2018 Lewis F. Powell, Jr., Award for Professionalism and Ethics". American Inns of Court. Retrieved April 8, 2023.
- "Pauline Newman Program: Science, Technology, and International Law". NYU Law. October 28, 2022.
- 958 F.2d 1053 (Fed. Cir. 1992).
- 83 F.3d 1394 (Fed. Cir. 1996).
- Intergraph Corporation v. Intel Corporation, 195 F.3d 1346 (Fed. Cir. 1999).
- 264 F. 3d 1094 (Fed. Cir. 2001).
- Schooner, Steven L. (2011-04-14). A Random Walk: The Federal Circuit's 2010 Government Contracts Decisions. Rochester, NY: Social Science Research Network. SSRN 1809917.
- Quinn, Gene; Braman, Nancy (July 16, 2019). "Consider the Courage of Judge Newman at the Federal Circuit". IPWatchdog.
- Gurrieri, Vin (March 8, 2016). "Newman Cements Status As Fed. Circ.'s Great Dissenter". Law360.
- Darin Klemchuk, Judge Pauline Newman Reflects on 30 Years of the Federal Circuit, KLEMCHUK LLP (Aug. 22, 2012) http://www.klemchuk.com/231-judge-pauline-newman-reflectson-30-years-of-the-federal-circuit/ . See also Shirley Ann Jackson, The New Polytechnic: Addressing Global Challenges, Transforming the World (Apr. 2, 2015) http://president.rpi.edu/speeches/2015/new-polytechnic-addressing-global-challengestransforming-world .
- McDermott, Eileen (April 6, 2023). "Newman Dissents from CAFC View that SAS Failed to Show Copyrightability of Nonliteral Elements of Software Programs". IPWatchdog.
- "Staff say a 95-year-old federal judge is "losing it, mentally"". Business Insider.
- Setty, Riddhi; Shapiro, Michael (April 13, 2023). "Federal Circuit Chief Moore Takes Action to Unseat Judge Newman". Bloomberg Law.
- Brittain, Blake; Goudsward, Andrew (April 14, 2023). "U.S. appeals court judge faces rare probe into competency, misconduct". Reuters.
- Quinn, Gene (April 12, 2023). "Chief Judge Moore Petitioning to Oust Judge Newman from Federal Circuit". IPWatchdog.
- Hricik, David (April 14, 2023). "An Opinion on Chief Judge Moore's Reported Unprecedented Effort to Remove Judge Newman". Patently-O.
- "Statement of the Judicial Council of the Federal Circuit". April 14, 2023.
- "March 24, 2023 Order" (PDF). March 24, 2023.
- Brittain, Blake. "US appeals court judge sues to halt competency probe". Reuters. Retrieved May 10, 2023.
- Griffis, Kelcee. "'Paranoid' Incidents Necessitate Newman Exam, Fed. Cir. Says". news.bloomberglaw.com. Retrieved May 16, 2023.
- Thomsen, Jacqueline. "US federal judge, 95, faces fresh competency claims as she fights probe". Reuters. Retrieved May 16, 2023.
Sources
- Pauline Newman at the Biographical Directory of Federal Judges, a public domain publication of the Federal Judicial Center.